401(k) Compliance Check Questionnaire Final Report - Next Steps and Web Resources
We’ll use the Questionnaire’s findings to:
- enhance our 401(k) plan administration compliance tools,
- produce outreach materials,
- improve voluntary compliance programs,
- assess the need for additional guidance, and
- define upcoming projects and enforcement activities.
401(k) plan sponsors can use the Questionnaire, along with these findings, to strengthen internal controls over plan operations.
401(k) Plan Overview
Operating a 401(k) plan
Designated Roth Accounts
401(k) Plan Contribution Limits
Who can participate in a qualified plan?
Top Heavy Errors in DC Plans
Correcting Plan Errors
Comments from Monika Templeman, Director of EP Examinations
Interim Report (PDF – 65 pages)