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Articles by the Director of Examinations

Priorities of the Employee Plans Examinations program and insights on issues uncovered during audits. Subscribe to updates through the Employee Plans News and Retirement News for Employers.

Hardship Distribution Tips from EP Exam - June 24, 2013
Form 5500EZ and Participant Contribution Limitations - Spring 2012
401(k) Compliance Check Questionnaire Final Report - Winter 2012
Requesting, Reading and Monitoring Service Provider Reports - Spring 2010
International Efforts - Winter 2010
The Latest in the World of Code Section 403(b) Plans - Winter 2010
The Biggest Mistake - Winter 2009
Enrolled Retirement Plan Agent (ERPA) Program – Spring 2009
Automatic Enrollment Plans – Spring 2009
Employee Plans Compliance Unit (EPCU) - Winter 2009
Page Last Reviewed or Updated: 30-Sep-2014