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EP Determination Letter Application Guide

This guide will walk you through the EP determination letter application and review process.

 


What is a favorable determination letter?
A letter issued by the IRS in response to a request by a plan sponsor as to the qualified status of their retirement plan.
 

The Application Process
A guide through the steps of the determination letter process.

  • Application Package Submission
    Forms, mailing/shipping addresses and other resources useful in preparing the application package.
  • Application Packages
    Tips, forms, frequently asked questions and other useful information to assist you in preparing your application packages.
  • The Files Room
    An overview of the initial processing of determination letter applications.
  • Technical Screening
    The process of reviewing applications to determine if they can be closed based on the information submitted or if additional review is needed.
  • Specialist Review Process
    The process of reviewing applications by Employee Plans Specialists when applications for determination letters cannot be closed by the technical screeners.
  • Quality Assurance and Cases Selected for the Review Process
    An overview of the role of the Quality Assurance staff and what happens if a case is selected for review.

Additional Resources

 

Page Last Reviewed or Updated: 2013-03-11