Part 3. Submission Processing

Chapter 24. ISRP System

Section 30. Data Controls

3.24.30  Data Controls

Manual Transmittal

October 26, 2012

Purpose

(1) This transmits revised IRM 3.24.30, ISRP System, Campus Data Controls.

Material Changes

(1) Date changes made throughout this IRM.

(2) Editorial changes made throughout this IRM.

(3) Changed the Director's name from Jerald H. Heschel to Paul J. Mamo.

Effect on Other Documents

IRM 3.24.30 dated November 01, 2011 (effective 01-01-2012) is superseded.

Audience

Wage and Investment ISRP Data Transcribers

Effective Date

(01-01-2013)


Paul J. Mamo
Director, Submission Processing
Customer Account Services
Wage and Investment Division

3.24.30.1  (01-01-2013)
Introduction

  1. This chapter provides instructions for entering and verifying data from block control documents for generation of Service Center Control File (SCCF) Control Records, with the exception of Federal Tax Deposit (FTD) Control Records, using the Integrated Submission and Remittance Processing (ISRP) system.

3.24.30.1.1  (01-01-2013)
Source Documents

  1. The following is a list of control documents from which data will be transcribed.

    • Form 2345, Batch Transmittal

    • Form 813, Document Register

    • Form 4028, Service Center Control File Adjustment Record

    • Form 4028A, Renumber Adjustment Record

3.24.30.1.2  (01-01-2013)
Forms/Program Numbers/Format Codes

  1. The following table illustrates the Forms, Program Numbers and Format Codes:


    FORMS     		PROGRAM NUMBERS FORMAT CODES
    4028 38300 216
    4028A 38300 310
    2345 38300 311
    813 38300 312

3.24.30.1.3  (01-01-2013)
General Instructions

  1. There will be one Form 813 for each document transcribed. However, when transcribing from Forms 2345, 4028 or 4028A, there will be multiple documents entered from the same control form.

  2. There is no need to separate documents by master files.

  3. Original Entry (OE) Operator–In Section 01 there are several fields which contain the instruction to either enter or duplicate the data from the source document.

    1. On the first document, the data must be keyed.

    2. For the remaining documents, the data will be generated and appear on the screen.

    3. If the data present is correct, press the <ENTER> key.

    4. If the data is different on the source document, it must be keyed.

  4. Key Verification (KV) Operator–Each document will be verified.

    1. The information in Section 01 that was duplicated during OE will NOT be keyed.

    2. The system is programmed to bypass this information during the KV operation.

    3. However, it must be sight verified. If incorrect, back up into the field and enter the correct data.

  5. All money amounts should be entered as dollars and cents.

    Note:

    Ignore money amounts in brackets < >.

3.24.30.1.4  (01-01-2013)
Must-Enter Fields

  1. Some fields require entry of data. These fields are referred to as MUST ENTER fields. They are indicated in the Transcription Operation Sheets by the presence of stars (★★★★★★) See IRM 3.24.37, ISRP System - General Instructions, for procedures related to MUST ENTER fields.

3.24.30.1.5  (01-01-2013)
Security

  1. Service officials and management must communicate security standards contained in IRM 1.4.6, Managers Security Handbook, previously IRM 1(16)12, to subordinate employees and establish methods to enforce them. Employees are responsible for taking required precautions in providing security for the documents, information, and property which they handle in performing official duties.

3.24.30.2  (01-01-2013)
ISRP Transcription Operation Sheets

  1. The following exhibits represent specific data entry procedures.

Exhibit 3.24.30-1 
Block Header Data Entry FORM 813, FORM 2345, FORM 4028, FORM 4028A

3.24.30 - 1 Block Header Data Entry
Source Document or Record: FORM 813, FORM 2345, FORM 4028, FORM 4028A
Elem. No. Data Element Name Prompt Fld. Term. Instructions
(1) SC Block Control ABC   The screen displays the ABC that was entered in the Entry Operator (EOP) Dialog box, as described in IRM 3.24.37.2.6, EOP Dialog Box Access Block. It cannot be changed.
(2) Service Center Code FLC/DO <ENTER> Service Center Code "00" will always be generated. No entry is required.
(3) Format Code FCODE <ENTER> Enter the Format Code as follows:
(a) 216 = Form 4028
(b) 310 = Form 4028A
(c) 311 = Form 2345
(d) 312 = Form 813

Exhibit 3.24.30-2 
Section 01 FORM 2345-MASTER CONTROL RECORDS (NPJ) (Program 38300)

3.24.30 - 2 SECTION 01
Source Document or Record: FORM 2345-MASTER CONTROL RECORDS (NPJ)
Elem. No. Data Element Name Prompt Fld. Term. Instructions
(1) Section Number SECT:   Section "01" will always be generated. No entry is required.
(2) Serial Number SER# <ENTER> Always press <ENTER>.
(3) SC Block Control ABC <ENTER> ★★★★★★ Enter the three characters from the "Alpha" column on Form 2345.
NOTE 1: The following two elements will appear for Document 00 only. Data will then be generated into the remaining documents in the block.
NOTE 2: The cursor will not stop on these two fields after Document 00.
(4) Reinput Source Code SOURCE <ENTER> Enter "R" if "Reprocessable" in "Identification Information" box is checked.
(5) Master File Code MF ID <ENTER> Enter the code for the title of "File" box checked:
(a) 1 = IMF
(b) 2 = BMF
(c) 3 = EPMF
(d) 4 = IRAF
(e) 5 = IRP
(f) 6 = NMF This must be entered for document "00" .
(6) DLN DLN <ENTER> Enter the DLN as follows:
(a) Press DUP (<F5>) if the first 8 digits of the DLN are correct and already present on the screen; otherwise enter "FLC, CLASS/DOC, DATE" from Form 2345.
(b) Enter the 3–digit "Block" number.
(c) Press <ENTER> if "YR" digit is correct and already present on the screen; otherwise enter the "YR" digit shown. If not shown, enter the current year.
(7) Document Count COUNT <ENTER> ★★★★★★ Enter digits from "Count" column.
NOTE 1: The following two elements will appear for Document 00. Data will then be generated into the block when ENTER only is pressed. Otherwise key the changed data and it will be generated until changed.
(8) Batch Number BATCH <ENTER> Enter the digits from the "Sequence" box.
(9) Program Number PROG# <ENTER> Enter five digits from "Program" box.
(10) DLN Serial Number DLN# <ENTER> Enter the 2 digit Serial Number from the "Remarks" column or position 4 and 5 of the "Block" Number.
(a) If not present, enter "00" .
(b) This is a MUST ENTER field if Elem No. (4) is an "R" .

Exhibit 3.24.30-3 
Section 01 FORM 813–MASTER CONTROL RECORDS (PJ) (Program 38300)

3.24.30 - 3 SECTION 01
Source Document or Record: FORM 813 – MASTER CONTROL RECORDS (PJ)
Elem. No. Data Element Name Prompt Fld. Term. Instructions
(1) Section Number SECT:   Section "01" will always be generated. No entry is required.
(2) Serial Number SER# <ENTER> Always press <ENTER>. Enter the Serial Number as edited in the upper left area of Form 813.
(3) Master File Code MF ID <ENTER> Enter for Document "00" only. Data will be generated for the remaining documents of the block. The cursor will not stop on this field after Document "00" . Enter the numeric code as follows:
(a) 1 = IMF
(b) 2 = BMF
(c) 4 = IRAF
(d) 6 = NMF
(4) DLN DLN <ENTER> Enter the DLN as follows:
(a) Press DUP (<F5>) if the first 8 digits of the DLN are correct and already present on the screen; otherwise enter first 8 digits from Block DLN.
(b) Enter the 3–digit "Block" number from DLN.
(c) Press <ENTER> if "YR" digit is correct and already present on the screen; otherwise enter the "YR" digit shown. If no digit shown, enter current year.
(5) Document Count COUNT <ENTER> Enter the circled Serial Number. If none circled, enter "100" .
(6) PJ Credit Amount CR <ENTER> Enter the amount labeled "CR" or "Credit" on the lower right side of Form 813. If amount is marked "DR" or "Debit" , press <ENTER>.
(7) PJ Debit Amount DB <ENTER> Enter the amount labeled "DR" or "Debit" on the lower right side of Form 813. If amount is marked "CR" or "Credit" , press <ENTER>. If you have a credit (CR) and a debit (DB) both marked on the 813 enter the Credit Amount ONLY.

Exhibit 3.24.30-4 
Section 01 FORM 4028—SCCF ADJUSTMENT RECORDS (Program 38300)

3.24.30 - 4 SECTION 01
Source Document or Record: FORM 4028 — SCCF ADJUSTMENT RECORDS
Elem. No. Data Element Name Prompt Fld. Term. Instructions
(1) Section Number SECT:   Section "01" will always be generated. No entry is required.
(2) Serial Number SER# <ENTER> Always press <ENTER>.
(3) SC Block Control ABC <ENTER> Enter three characters from "SC or Alpha Block Control Number" box, if present.
(4) From Code FROM <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise enter the digit from "From Code" column.
(5) To Code TO <ENTER> Press <DUP (<F5>) if the correct code is already present on the screen; otherwise enter the digit from "To Code" column.
(6) Reinput Source Code SOURCE <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise enter the digit from "Reinput Source Code" column, if present.
(7) Master File Code MF ID <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise enter the digit from "Master File Code" column, if present. Otherwise, enter from "Master File" box at top.
(8) DLN DLN <ENTER> Enter DLN as follows:
(a) Press DUP (<F5>) if the first 8 digits of the DLN are correct and already present on the screen; otherwise enter digits from first 3 DLN columns.
(b) Enter the 3–digit "Block" number from DLN.
(c) Press <ENTER> if "YR" digit is correct and already present on the screen; otherwise, enter the "YR" digit shown. If not shown, enter current year.
(9) Document Count COUNT <ENTER> Enter digits from "Document Count" column.
(10) PJ Credit Amount CR <ENTER> Enter the amount from "Credit Adjustment" column, if present.
(11) PJ Debit Amount DB <ENTER> Enter the amount from "Debit Adjustment" column, if present.
(12) DLN Serial Number DLN# <ENTER> Enter the two digits from "DLN Ser. No." column, if present.
(13) Control Record Source Code CRS <ENTER> Press <ENTER> if the correct code is already present on the screen; otherwise enter the alpha character from "CR Source Code" column.
(14) NMF Abstract Number ABS# <ENTER> Enter the three digits from the "NMF Abstract Number" column, if present.

Exhibit 3.24.30-5 
Section 01 FORM 4028–A — RENUMBER ADJUSTMENT RECORD (Program 38300)

3.24.30 - 5 SECTION 01
Source Document or Record: FORM 4028–A — RENUMBER ADJUSTMENT RECORD
Elem. No. Data Element Name Prompt Fld. Term. Instructions
(1) Section Number SECT:   Section "01" will always be generated. No entry is required.
(2) Serial Number SER# <ENTER> Always press <ENTER>.
(3) SC Block Control ABC <ENTER> Enter three characters from "SC or Alpha Block Control Number" box, if present.
(4) From Code FROM <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise, enter digit from "From Code" column.
(5) Reinput Source Code SOURCE <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise, enter digit from "Reinput Source Code" column, if present.
(6) Master File ID MF ID <ENTER> Press DUP (<F5>) if the correct code is already present on the screen; otherwise, enter digit from "Master File Code" column, if present. Otherwise, enter from "Master File" box at top.
(7) DLN DLN <ENTER> Enter the DLN as follows:
(a) Press DUP (<F5>)if the first 8 digits of the DLN are correct and already present on the screen; otherwise enter digits from first 3 DLN columns.
(b) Enter the 3–digit "Block" number from DLN.
(c) <ENTER> if "YR" digit is correct and already present on the screen; otherwise, enter the "YR" digit shown. If not shown, enter current year.
(8) Document Count COUNT <ENTER> Enter digits from "Document Count" column.
(9) PJ Credit Amount CR <ENTER> Enter the amount from "Credit Adjustment" column, if present.
(10) PJ Debit Amount DB <ENTER> Enter the amount from "Debit Adjustment" column, if present.
(11) Original Serial Number SER# <ENTER> Enter the two digits from the "Orig. Ser. No." column, if present.
(12) Control Record Source Code CRS <ENTER> Press <ENTER> if the correct Code is already present on the screen; otherwise, enter the alpha character from "CR Source Code" field.
(13) New DLN NDLN <ENTER> Enter DLN as follows:
(a) Press <ENTER> if the first 8 digits of the DLN are correct and already present on the screen; otherwise, enter digits from first 3 DLN columns.
(b) Enter the 3–digit "Block" number from DLN.
(c) Press <ENTER> if "YR" digit is correct and already present on the screen; otherwise enter the "YR" digit shown. If not shown, enter current year.
(14) New Serial Number NEW# <ENTER> Enter the two digits following the DLN from "New Ser. No." column, if present.
(15) New Master File NEWMF <ENTER> Enter the digit from "New Master File" column, if present.

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