Internal Revenue Service United States Department of the Treasury

Instructions for Form 1099-CAP (2013)

Changes in Corporate Control and Capital Structure

Section references are to the Internal Revenue Code unless otherwise noted.

2013


Table of Contents

  • Instructions for Form 1099-CAP - Introductory Material
    • Future Developments
    • What's New
      • Reminder
    • Instructions for Form 1099-CAP - Main Contents
      • Specific Instructions
        • When To File
        • Special reporting date–clearing organizations.
        • Who Must File
        • Acquisition of Control
        • Substantial Change in Capital Structure
        • Penalties for Failure To File
        • Statement to Shareholder
        • Account Number
        • Name, Address, Telephone Number, and TIN
        • Box 1. Date of Sale or Exchange
        • Box 2. Aggregate Amount Received
        • Box 3. No. of Shares Exchanged
        • Box 4. Classes of Stock Exchanged
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