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FATCA certifications

 

The due date for submitting both FATCA certifications (one that relates to an entity’s preexisting accounts (“COPA”) and another that relates to the entity’s compliance with various FATCA requirements (“periodic certification”)) is July 1 following the third full calendar year after the date the entity registered and received a GIIN.

Certification of preexisting accounts ("COPA")

  1. Participating Foreign Financial Institution (Including Reporting Model 2 FFIs) PDF
  2. Consolidated Compliance Group PDF
  3. Registered Deemed-Compliant FFIs – Local FFI PDF
  4. Registered Deemed-Compliant FFIs – Restricted Funds PDF
  5. Sponsoring Entity of Sponsored FFIs PDF

Periodic certification

  1. Participating Foreign Financial Institution (Including Reporting Model 2 FFIs) PDF
  2. Consolidated Compliance Group PDF
  3. Registered Deemed-Compliant FFIs – Local FFI PDF
  4. Registered Deemed-Compliant FFIs – Nonreporting Member of PFFI PDF
  5. Registered Deemed-Compliant FFIs – Qualified Collective Investment Vehicle PDF
  6. Registered Deemed-Compliant FFIs – Qualified Credit Card Issuer or Servicer PDF
  7. Registered Deemed-Compliant FFIs – Restricted Funds PDF
  8. Sponsoring Entity of Sponsored FFI PDF
  9. Sponsoring Entity of Sponsored Direct Reporting NFFEs PDF
  10. Sponsoring Entity of Sponsored FFI and Sponsored Direct Reporting NFFEs PDF
  11. Trustee Documented Trusts PDF
  12. Direct Reporting NFFEs PDF