Retirement Plan Forms and Publications

 

Form 5500 Corner
Filing tips & updates, notices, and other helpful materials to assist you in preparing your Form 5500 (5500-EZ) return.

Form 5330 Corner
Filing tips to assist you in preparing your Form 5330 return.

Forms

  • To avoid delays, use the most current version of the form.
  • The freely available Adobe Acrobat Reader software is required to view, print and search the items listed below.

Name

Title

Current
Version

Separate
Instructions?

Form W-2 Wage and Tax Statement StandardPDF YesPDF
Form 23-EP Application for Enrollment to Practice Before the Internal Revenue Service as an Enrolled Retirement Plan Agent (ERPA) FillablePDF No
Form 945 Annual Return of Withheld Federal Income Tax FillablePDF YesPDF
Form 990-T Exempt Organization Business Income Tax Return FillablePDF YesPDF
Form 1099-R

Distributions From Pensions, Annuities, Retirement or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

StandardPDF YesPDF

Form 2848

Power of Attorney and Declaration of Representative

FillablePDF YesPDF

Form 4461

Application for Approval of Master or Prototype or Volume Submitter Defined Contribution Plans

FillablePDF

No

Form 4461-A

Application for Approval of Master or Prototype or Volume Submitter Defined Benefit Plan

FillablePDF

No

Form 4461-B

Application for Approval of Master or Prototype or Volume Submitter Plans

FillablePDF

No

Form 4972

Tax on Lump-Sum Distributions

FillablePDF

No

Form 5300

Application for Determination for Employee Benefit Plan

FillablePDF YesPDF

Form 5304-SIMPLE

Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) - Not for Use With a Designated Financial Institution

FillablePDF

No

Form 5305

Traditional Individual Retirement Trust Account

FillablePDF

No

Form 5305-A

Traditional Individual Retirement Custodial Account

FillablePDF

No

Form 5305-E

Coverdell Education Savings Trust Account

FillablePDF

No

Form 5305-EA

Coverdell Education Savings Custodial Account

FillablePDF

No

Form 5305-R

Roth Individual Retirement Trust Account

FillablePDF

No

Form 5305-RA

Roth Individual Retirement Custodial Account

FillablePDF

No

Form 5305-RB

Roth Individual Retirement Annuity Endorsement

FillablePDF

No

Form 5305-S

SIMPLE Individual Retirement Trust Account

FillablePDF

No

Form 5305-SA

SIMPLE Individual Retirement Custodial Account FillablePDF No
Form 5305-SEP Simplified Employee Pension - Individual Retirement Accounts Contribution Agreement FillablePDF No
Form 5305-SIMPLE Savings Incentive Match Plan for Employees of Small Employers (SIMPLE) - for Use With a Designated Financial Institution FillablePDF No
Form 5305A-SEP Salary Reduction Simplified Employee Pension - Individual Retirement Accounts Contribution Agreement FillablePDF No
Form 5306 Application for Approval of Prototype or Employer Sponsored Individual Retirement Arrangement (IRA) FillablePDF No
Form 5306-A Application for Approval of Prototype Simplified Employee Pension (SEP) or Savings Incentive Match Plan for Employees of Small Employers (SIMPLE IRA Plan) FillablePDF No
Form 5307 Application for Determination for Adopters of Modified Volume Submitter Plans FillablePDF YesPDF
Form 5308 Request for Change in Plan/Trust Year FillablePDF No
Form 5309 Application for Determination of Employee Stock Ownership Plan FillablePDF No
Form 5310

Application for Determination for Terminating Plan

FillablePDF YesPDF
Form 5310-A Notice of Plan Merger or Consolidation, Spinoff, or Transfer of Plan Assets or Liabilities; Notice of Qualified Separate Lines of Business FillablePDF YesPDF
Form 5316 Application for Group or Pooled Trust Ruling FillablePDF No
Form 5329 Additional Taxes on Qualified Plans (Including IRAs) and Other Tax-Favored Accounts FillablePDF YesPDF
Form 5330 Return of Excise Taxes Related to Employee Benefit Plans FillablePDF YesPDF
Form 5498 IRA Contribution Information StandardPDF YesPDF
Form 5500 & Schedules Annual Return/Report of Employee Benefit Plan Standard Yes
Form 5500-EZ Annual Return of One-Participant (Owners and Their Spouses) Retirement Plan FillablePDF YesPDF
Form 5500-SF Short Form Annual Return/Report of Small Employee Benefit Plan StandardPDF YesPDF
Form 5558 Application for Extension of Time To File Certain Employee Plan Returns FillablePDF No
Form 6088 Distributable Benefits From Employee Pension Benefit Plans FillablePDF No
Form 8717

User Fee for Employee Plan Determination Letter Request

FillablePDF No
Form 8717-A User Fee for Employee Plan Opinion or Advisory Letter Request FillablePDF No
Form 8821 Tax Information Authorization FillablePDF No
Form 8822-B Change of Address or Responsible Party - Business FillablePDF No
Form 8880 Credit for Qualified Retirement Savings Contributions FillablePDF No
Form 8881 Credit for Small Employer Pension Plan Startup Costs FillablePDF No
Form 8905 Certification of Intent To Adopt a Pre-approved Plan FillablePDF No
Form 8950 Application for Voluntary Correction Program (VCP) FillablePDF YesPDF
Form 8951 Compliance Fee for Application for Voluntary Correction Program (VCP) FillablePDF No
Form 8955-SSA Annual Registration Statement Identifying Separated Participants with Deferred Vested Benefits FillablePDF No
Form 14568 Model VCP Compliance Statement FillablePDF No
Form 14568-A Model VCP Compliance Statement - Schedule 1: Interim Nonamender Failures FillablePDF No
Form 14568-B Model VCP Compliance Statement - Schedule 2: Other Nonamender Failures and Failure to Adopt a 403(b) Plan Timely FillablePDF No
Form 14568-C Model VCP Compliance Statement - Schedule 3: SEPs and SARSEPs FillablePDF No
Form 14568-D Model VCP Compliance Statement - Schedule 4: Simple IRAs FillablePDF No
Form 14568-E Model VCP Compliance Statement - Schedule 5: Plan Loan Failures (Qualified Plans and 403(b) Plans) FillablePDF No
Form 14568-F Model VCP Compliance Statement - Schedule 6: Employer Eligibility Failure (Section 401(k) and 403(b) Plans only) FillablePDF No
Form 14568-G Model VCP Compliance Statement - Schedule 7: Failure to Distribute Elective Deferrals in Excess of the Section 402(g) Limit FillablePDF No
Form 14568-H Model VCP Compliance Statement - Schedule 8: Failure to Pay Required Minimum Distributions Timely FillablePDF No
Form 14568-I Model VCP Compliance Statement - Schedule 9: Limited Safe Harbor Correction by Plan Amendment FillablePDF No
Form 14704 Transmittal Schedule - Form 5500-EZ Delinquent Filer Penalty Relief Program (Revenue Procedure 2015-32) FillablePDF No

Publications

Name

Title

Version(s)

Publication 1 Your Rights as a Taxpayer PDFPDF
Publication 15 (Circular E), Employer's Tax Guide PDFPDF Web
Publication 15-A Employer's Supplemental Tax Guide PDFPDF Web
Publication 525 Taxable and Nontaxable Income PDFPDF Web
Publication 535 Business Expenses PDFPDF Web
Publication 560 Retirement Plans for Small Business (SEP, SIMPLE, and Qualified Plans) PDFPDF Web
Publication 571 Tax-Sheltered Annuity Plans (403(b) Plans) For Employees of Public Schools and Certain Tax-Exempt Organizations PDFPDF Web
Publication 575 Pension and Annuity Income PDFPDF Web
Publication 590-A Contributions to Individual Retirement Arrangements (IRAs) PDFPDF Web
Publication 590-B Distributions from Individual Retirement Arrangements (IRAs) PDFPDF Web
Publication 794 Favorable Determination Letter