The graphic is of a sample Form 4564, Department of the Treasury Internal Revenue Service Information Document Request, IDR of Financial Institution - NRA Withholding Agent. Below are the description by line of the requested items: Description of Documents Requested: [For all documents, electronic documents are required when the original is electronic. Word and Excel are required rather than pdf when available.]1a) Forms 1042 and Forms 1042-S for calendar years ________, ________, & ________. [For paper-filed Forms 1042-S, provide a computer readable Excel version of the filings. For electronically filed Forms 1042-S, provide FIRE system files submitted.]1b) Work papers and other supporting documentation used in the preparation of Forms 1042 & 1042-S requested above.1c) Listing of names and departments of those persons who had primary responsibility for the preparation of Forms 1042 & 1042-S. 2a) All internal audit reports, for the years shown in 1a above, that pertain to each company's fiduciary activities, including but not limited to: i) customer account openings ii) documentation validation (U.S. vs Foreign status, Entity type, etc.) iii) renewal of expiring or invalid Forms W-8 iv) recording of transactions of the fiduciary accounts v) determination of source (U.S. vs Foreign) vi) type of income (dividend vs interest) vii) application of withholding and reporting2b) All operating manuals and written procedures for the years shown in 1a above, that pertain to each entity's fiduciary activities, including but not limited to: i) customer account openings ii) documentation validation (U.S. vs Foreign status, Entity type, etc.) iii) renewal of expiring or invalid Forms W-8 iv) recording of transactions of the fiduciary accounts v) determination of source (U.S. vs Foreign) vi) type of income (dividend vs interest) vii) application of withholding and reporting2c) Names, Titles and Departments of those persons who had primary responsibility for functions indicated in 2a & 2b. 3a) Is Securities Lending conducted out of your bank? If so, please provide written explanation of the nature of this business. 3b) Is Loan Syndication conducted out of your bank? If so, please provide written explanation of the nature of this business. End of graphic.