2.3.56 Command Code ESTABR
- 2.3.56.1 Program Scope and Objective
- 2.3.56.2 Overview for Updating the Retired Document File
- 2.3.56.3 Command Code ESTAB
- 2.3.56.4 Error Response
- 2.3.56.5 Valid Response
- 2.3.56.6 Update Codes
- 2.3.56.7 Command Code ESTAB—Universal Access Error Message
- 2.3.56.8 Command Code ESTAB—Format Message
- 2.3.56.9 Command Code ESTAB—Validity Messages
- 2.3.56.10 Command Code ESTAB—Consistency Messages
- Exhibit 2.3.56-1 Input Format CC ESTAB—Retired Document Update Request
- Exhibit 2.3.56-2 Input Format CC ESTAB—Retired Document Update Requests with Validity Error(s) Response
- Exhibit 2.3.56-3 Input Format CC ESTAB—Retired Document Update Requests with Validity Error(s) Response
- Exhibit 2.3.56-4 Input Format CC ESTAB—Retired Document Update Requests with Validity Error(s) Response
- Exhibit 2.3.56-5 Input Format CC ESTAB—Retired Document Update Requests with Consistency Error(s) Response
- Exhibit 2.3.56-6 Example of CC ESTAB Input—Retired Document Update Requests

Part 2. Information Technology

Chapter 3. IDRS Terminal Responses

Section 56. Command Code ESTABR

2.3.56 Command Code ESTABR

Manual Transmittal

February 20, 2020

Purpose

(1) This transmits revised IRM 2.3.56, IDRS Terminal Responses, Command Code ESTABR.

Material Changes

(1) This IRM has been revised to include internal control information.

Effect on Other Documents

IRM 2.3.56, dated January 1, 2010, is superseded.

Audience

Large Business Small Business (LMSB), Small Business/Self-Employed (SB/SE), Tax Exempt/Government Entities(TE/GE), Wage & Investment (W&I).

Effective Date

(02-20-2020)

Chief Information Officer

2.3.56.1 (02-20-2020)

Program Scope and Objective

The IDRS Document Request System provides for computer updating of the Retired Document File.
Purpose: This transmits revised IRM 2.3.56, IDRS Terminal Responses, Command Code (CC) ESTABR.
Audience: All IRS business units.
Program Owner: Customer Service.
Primary Stakeholders: Wage & Investment (W&I), Large Business and International (LB&I), Small Business Self-Employed (SB/SE), Tax Exempt and Government Entities (TE/GE).
Program Goals: This system manages data that was extracted from Corporate Account Data Stores (BMF, IMF, and EPMF) allowing IRS employees to take specific actions on taxpayer account issues and track status of an account.

2.3.56.2 (01-01-2010)

Overview for Updating the Retired Document File

The use of Command Code (CC) ESTAB with CC Modifier " R" is intended for the exclusive use of the Service Center Files area to enter the current retirements of documents to the Federal Records Center.
1. As these are retirements of documents, no future date may be entered. The System Date is used to determine whether a "To Julian Day " is the equivalent of a future date. If so, 10 years are subtracted from that date. (This information is utilized by the batch processing of Document Requests).
2. The Document Request System relies on the one digit Year Count of the Document Locator Number, therefore no record on the Retired Documents File is valid for more than 10 years.
3. It is important to update the Retired Document File at least once per record per 10 years. If a record has become obsolete, make use of the delete feature to keep the file current.
The screen input allows for 1–20 requests using the same common data elements. The screen is checked for format, validity, and consistency errors. Successfully filled in screens are then sent to another Command Code (RETRQ) to write the requests on the GENDATA File. This second command code is not seen by the terminal operator. Upon successful completion, the data for the common elements and a "REQUEST COMPLETED " message is displayed to the terminal operator.
The Update Code, Federal Record Center Code, Year Count and File Location Code will be stored for Audit Trail purposes.
CC ESTAB with CC Modifiers " D" (Document Requests) and "M" (Microfilm Requests) are documented in IRM 2.3.17 and 2.3.18 respectively.

2.3.56.3 (01-01-2000)

Command Code ESTAB

As of January 1, 2004 ESTAB users will be require to input the Command Code (column 1-5), CC modifier (column 6), and the Request Code (column 7) on line 1 of their IDRS terminal screen, then depress Enter/XMIT. CC ESTAB will display the requested screen, based on requester inputted modifier.

2.3.56.4 (01-01-2004)

Error Response

If any element of data is incorrectly formatted, invalid, or inconsistent, a error message will display on line 24. An asterisk will display to the right of the invalid or inconsistent element. The format error message is explained further in See IRM 2.3.56.6. Invalid error messages are detailed in See IRM 2.3.56.7. Inconsistent error messages are discussed in See IRM 2.3.56.8.

2.3.56.5 (01-01-2000)

Valid Response

"REQUEST COMPLETED" is displayed when the common data entry input to CC ESTAB meets all format, validity, and consistency checks.

2.3.56.6 (01-01-2000)

Update Codes

Update codes are one character alphabetical codes input with CC ESTAB with CC Modifier "R" . They are used to identify the type of request being made. The request codes are:
1. "A" — This Update Code will add a new record to the Retired Document File or update an existing record on the same file.
2. "D" — This Update Code will delete an existing record on the Retired Document File.

2.3.56.7 (01-01-2000)

Command Code ESTAB—Universal Access Error Message

When Universal Access is used, the message " CC DEFINER NOT UNIVERSAL, USE LOCAL SITE" will be displayed on line 24. This the first check of Command Code ESTAB with Command Code Modifier "R" . This command code modifier will not process Universal Access.

2.3.56.8 (01-01-2004)

Command Code ESTAB—Format Message

When a significant blank or hyphen position between two fields immediately adjacent to it is either not a blank or a hyphen, the message "PLEASE CORRECT FORMAT" will appear on line 24. This check for format will be done prior to the validity and consistency checks. Processing will not continue if it is not satisfied.

2.3.56.9 (01-01-2006)

Command Code ESTAB—Validity Messages

When an element of data is invalid an Error Message will be displayed on line 24. The invalid element will have a "*" to the right of the invalid element.

Error Messages
Invalid, CC Modifier is not "D" , "M" , or "R"
Invalid Request-Code, Request-Code must be "A" or "D"
Invalid FRC, a valid FRC must be entered
Invalid FRC, enter a valid FRC
Invalid, Year Count must be numeric
Invalid File-Location-Code, FLC must be numeric
Invalid Tax-Class, Tax Class must be numeric
Invalid Doc-Code, Doc-Code must be numeric
Invalid From-Julian-Day, Julian-Day must be numeric
Invalid From-Julian-Day, valid values are between 001 and 366
Invalid To-Julian-Day, Julian-Day must be numeric
Invalid To-Julian-Day, valid values are between 001 and 366

2.3.56.10 (01-01-2008)

Command Code ESTAB—Consistency Messages

When an element of data is inconsistent it will be flagged with an asterisk to the right of the element. An error message will be displayed on line 24, see below.

Error Messages	Solution
Invalid, the above Tax-Class and Doc-Code do not go together, please change.
	Correct either the Tax Class or the Document Code
Invalid, From-Julian-Day must not be higher than To-Julian-Day
	Correct either the From-Julian-Day so that it is earlier or equal to the To-Julian-Day; or change the To-Julian-Day so that it is equal or later than the From Julian Day

Exhibit 2.3.56-1

Input Format CC ESTAB—Retired Document Update Request

ESTAB R, Input Screen Layout

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Record Element Description

Item	Line	Description and Validity
1	1	CC-ESTAB
2	1	CC MODIFIER- Must be entered and must be "R" for Retired Document Update Request.
3	1	UPDATE CODE- Must be entered and must be either "A" (add or update) or "D" (delete).
4	2	FEDERAL RECORDS CENTER CODE- Must be entered and must be one of the following: "AT" "BA" "BO" " DA" "DE" "FW" " KC " "LN" "PH" " SB" "SE" , or "SL" ,
5	2	YEAR COUNT- Must be entered and must be numeric.
6	2	FILE LOCATION CODE- Must be entered and must be numeric. For best results, use a valid District Office Code or Service Center Code.
7	4	TAX CLASS- Must be entered and must be numeric.
8	4	DOCUMENT CODE- Must be entered and must be numeric.
9	4	FROM JULIAN DAY- Must be entered and must be numeric. Valid range of days is 001–366. Should be less than or equal to the TO JULIAN DAY.
10	4	TO JULIAN DAY- Must be entered and must be numeric. Valid range of days is 001–366. Should be greater than or equal to the FROM JULIAN DAY.
Lines 5–23 are optional. Significant individual entries must be entered first and, preferable, blank lines follow the significant data.
7	5–23	TAX CLASS- Whenever a significant hyphen is entered in position 8 of this line, this field must be entered and must be numeric.
8	5–53	DOCUMENT CODE- Whenever a significant hyphen is entered in position 8 of this line, this field must be entered and must be numeric.

9	5–23	FROM JULIAN DAY- Valid range of days are 001–366. In lieu of numerics in the FROM JULIAN DATE field, "=" may be used to denote the same Julian Day as last noted above, and the numeric value in the last Item 9 above will be used. In either situation, it should be less than or equal to the TO JULIAN DAY.
10	5–23	TO JULIAN DAY- Valid range of days is 001–366. In lieu of numerics in the TO JULIAN DATE field, "=" may be used to denote the same Julian Day as last noted above, and the numeric value in the last Item 10 above. In either situation, it should be greater than or equal to the FROM JULIAN DAY.
Notes:
A. Any Position not mentioned above would not be utilized for significant data.
B. Do not use the Universal Access Code with this command code modifier.

Exhibit 2.3.56-2

Input Format CC ESTAB—Retired Document Update Requests with Validity Error(s) Response

ESTAB R, Universal access error message on line 24

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Local site is the only available site for this command code modifier. Do not use the Universal Access Code. Re-enter this screen immediately.

Exhibit 2.3.56-3

Input Format CC ESTAB—Retired Document Update Requests with Validity Error(s) Response

ESTAB R, validity error response

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This message is produced whenever a Significant Blank is missing. Please see See Exhibit 2.3.56-1. for positions referred to here. (The Significant Blank fields are for format purposes only and are not data fields; therefore, no "Item" number has been assigned them.)

Exhibit 2.3.56-4